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  • 1.  The Control Problem

    Posted 10-06-2004 16:59
    About a dozen years ago I summarized in table form what I saw as the more
    important implications of three profound shifts, one of which was more or
    less complete and two of which were still underway.

    1. the shift to knowledge work (largely complete by 1980)
    2. the shift to a society of organizations (long past the tipping point)
    3. the shift to a global economy (also long past the tipping point)

    I had corresponded with Peter Drucker from time to time about related
    matters and so I sent him a copy of the table. His response was prompt and
    encouraging. He said I was on exactly the right track and he asked me to
    let him know what I did with it. I must shamefacedly confess that I never
    did anything with it. I never pursued the matter and the time is long past
    for me to do so. Perhaps, however, someone else will.

    The three shifts listed above represent shifts in the locus of control.
    Collectively, they constitute what I call "The Control Problem."

    Despite being a dozen years old, the issues in the table I sent Drucker are
    still current and the problems still plague us.

    Today, I posted the table and a smattering of accompanying text to my
    articles web site. Anyone interested in seeing the table can find it in
    .pdf and .htm formats at the following links:

    http://home.att.net/~nickols/control_problem.htm

    http://home.att/net/~essays/control_problem.pdf

    As always, I'm interested in comments and reactions, constructive or
    otherwise.

    Regards,

    Fred Nickols, CPT
    Distance Consulting
    "Assistance at a Distance"
    nickols@att.net
    www.nickols.us


  • 2.  The Control Problem

    Posted 10-06-2004 17:24
    My apologies. It's been pointed out to me that the second link didn't work.
    I've corrected it below.

    http://home.att.net/~essays/control_problem.pdf

    Again, my apologies.

    Regards,

    Fred Nickols, CPT
    Distance Consulting
    "Assistance at a Distance"
    nickols@att.net
    www.nickols.us


  • 3.  The Control Problem

    Posted 10-07-2004 01:34
    From: Chris Barlow [mailto:chrisbarlow@cocreativity.com]

    Fred-

    I think your chart is a great summary of three approaches to
    organization. Two points occur to me:

    -- in most systems, all three approaches co-exist. We shift our
    attention from one to another, but while certain workers are fully
    flexible and empowered, other things are being done by rote. Similar to
    the military using both "special forces" and traditional military units.

    -- people by culture and by ability find certain approaches more
    satisfying. In less than fully competitive environments, people run
    organizations the way they prefer, not through some success test. If
    you and your employees are not informed enough or bright enough for fast
    flexible adaption, you demand strong directive leadership. Even when
    knights on horseback was proven vulnerable to modern inventions like
    archers, pikes, and even machine guns --lots of countries maintained
    cavalry, just because it was an attractive fantasy.

    The trick seems to be to educate our leaders and managers that all three
    models are powerful strategies to be used together, synergistically, and
    contingently.

    And the trick to organizations is to match the power and control to the
    locus of the knowledge, ability, and data.
    --
    Christopher M. Barlow, PhD
    The Co-Creativity Institute
    551 Roosevelt Road #112
    Glen Ellyn, Illinois 60137
    Voice: (630) 221-9456
    Fax: (630) 221-9454
    mailto://barlow@cocreativity.com
    http://www.cocreativity.com


  • 4.  The Control Problem

    Posted 10-07-2004 06:10
    From: R. John Howe [mailto:rjhowe@erols.com]

    Dear folks -

    Fred Nickols has asked for thoughts about his piece on "The Control"
    problem.

    First, I want to say that I greatly admire Fred's thought and the very real
    body of work he has produced over the years. He is for me one of the
    visibly working pillars of strength in the field of performance improvement.

    Secondly, Fred has asked about this piece before and so he and I have
    exchanged some views of it in the past.

    Nevertheless, I took a look at it again.

    Here are my current thoughts about it.

    I think it insightful and useful to lay out such typologies. They put
    pressure on the ways in which (without, perhaps adequate self reflection) we

    may have come to think about such things.

    I think the shift from traditional manual work on physical items to work
    that involves thought and information is assuredly one that has occurred and

    that continues to occur. But I am not sure that this distinction carries
    with it yet very often the differences that Fred's third category suggest.

    The notion of "knowledge" worker may be too unfocused for much precise
    analysis. Many workers who are no longer physically working to produce
    physical products are not by any stretch of the imagination involved much in

    work that might be called innovative (or where innovation is particular
    desired or permitted).

    Both Fred and I have worked with varieties of claims examiners. Such folks
    are pretty clearly knowledge workers in Fred's conception, but they have not

    moved far from the assembly line.

    In fact the work that Fred and I have done with them has often been
    precisely to derive (or in Fred's case to construct) fairly standardized
    ways of making decisions in cases using particular items of evidence and
    using given decision criteria.

    There is great concern that these decisions be as uniform as possible (in
    fact one of the bases for overturning such a decision is that it has moved
    outside the approved decisionmaking processes or has not applied decision
    criteria in ways that are uniform between cases).

    So the first argument I would make is that the move to "knowledge" work does

    not leave the "prefigured" world to the extent that Fred's typology
    suggests.

    This is also reflected on the modes of management still largely being
    applied to knowledge workers. Yes, there are some people being paid to be
    creative and innovative and whose work can no longer really be managed in
    traditional ways. But management still almost always continues to try to do

    this. I know some folks in basic scientific research who have left
    government funded projects because the government still wants them to talk
    about the "results" they are going to produce with their work.

    I am currently doing consulting work that fits reasonably Fred's notion of
    "configured" work, but my statement of work is still couched in producing
    units of product (and for awhile specified quite closely the time frame in
    which the products I am building were to be delivered).

    Now the field of managment has moved in recent years to suggest (on quite
    different grounds) that traditional strategies of management control are
    ineffective and inappropriate and that the "manager's" central contribution
    to the performance improvement equation is more likely to be positive if
    managers move to supporting and facilitating actions such as providing
    needed resources, pushing down quickly relevant information and removal of
    obstacles.

    But I see no sense in contemporary managers that they are moving away from
    traditional strategies of control. If anything they feel more than ever
    (Wall Street has not helped here) that the central task of managment is
    still located in traditional modes of control and they often feel downright
    guilty about not taking adquate actions in this area.

    I also disagree that the vast majority of knowledge workers are in a
    situation that could even vaguely be called that of "partner." Again is
    seems to me that the traditional relationships still largely obtain. There
    has been a possible shift of power from "capitalist-owners" in most
    companies to "top management" but I think it is nearly propagandistic to
    characterize most knowledge workers, even most managers, as "partners."

    Several who have responded already have said that they still sense pressures

    to standardize work, even if there are stages at which it might be
    legitimately described as "configured."

    I think this is not only true but inevitable. Organizations want to produce

    predictable results. They are centrally risk minimizers. Hence, I think
    they will nearly always move to try to standardize performance to make its
    results predictable. They may some day be dragged kicking and screaming
    into the world of swirling innovation, but I don't think that will be soon.

    I look down Fred's third column and I think he is trying to suggest that
    this, more than we think, is what the world of work and organizations is
    coming to. Well, maybe. You could certainly find eddies in organizational
    life about which you could say yes to most of the characteristics in Fred's
    thind column.

    But thinking in more modal terms about the way I think things still are, I
    find myself saying that the suggestion that work is now largely
    "configured," that "custom" products are what we should expect to be making,

    that "commitment" is the primary principle of control (if anything we are
    closer now to the 1920s than the 1960s), that the individual worker is much
    more than the focus of a wide array of usually overpowering systemes and
    forces, that "results" are what workers are being asked for (I think it's
    more compliance with the organizational culture and established modes), and
    that doing it faster, better, cheaper is the way to compete successfully (I
    think Microsoft alone demonstrates that marketing will often triumph over
    all) are all things about which I have my doubts.

    They look like the components of an advocacy model by someone like Tom
    Peters (I do not follow him closely but he seems nowadays nearly to be
    advising both throw away products and organizations) but they do not
    describe very accurately the organizational world I see.

    Still I think Fred's thinking here is to which it is worth paying attention.

    He is describing some features of the economy, or organizations and of work
    that are emerging. It's not clear to me how the move to a global economy is

    affecting the trend that Fred sees. Initially, it seems to have enabled
    managment to hold on to some traditional notions of control and to pay
    downright nostalgic wages, but on the world stage I do not yet see much of
    Fred's third column.

    My central question for him is how should we treat his insights here. The
    thrust of the arguments seems to press us toward seeing that the world of
    work may now be importantly depicted in his third column (he acknowledges
    that all three still exist). What, Fred, are the mistakes we are likely to
    make if we do not acknowledge adequately the characterizations of the third
    column? What is the evidence that we need much to move into that world?

    Good work,

    R. John Howe


    ----- Original Message -----
    From: "Fred Nickols" <nickols@worldnet.att.net>
    To: "MG-ED-DV" <mg-ed-dv@maelstrom.stjohns.edu>; "ODNet"
    <odnet@lists.odnetwork.org>; "TRDEV" <trdev@yahoogroups.com>
    Sent: Wednesday, October 06, 2004 4:58 PM
    Subject: trdev-- The Control Problem



    About a dozen years ago I summarized in table form what I saw as the more
    important implications of three profound shifts, one of which was more or
    less complete and two of which were still underway.

    1. the shift to knowledge work (largely complete by 1980)
    2. the shift to a society of organizations (long past the tipping point)
    3. the shift to a global economy (also long past the tipping point)

    I had corresponded with Peter Drucker from time to time about related
    matters and so I sent him a copy of the table. His response was prompt and
    encouraging. He said I was on exactly the right track and he asked me to
    let him know what I did with it. I must shamefacedly confess that I never
    did anything with it. I never pursued the matter and the time is long past
    for me to do so. Perhaps, however, someone else will.

    The three shifts listed above represent shifts in the locus of control.
    Collectively, they constitute what I call "The Control Problem."

    Despite being a dozen years old, the issues in the table I sent Drucker are
    still current and the problems still plague us.

    Today, I posted the table and a smattering of accompanying text to my
    articles web site. Anyone interested in seeing the table can find it in
    .pdf and .htm formats at the following links:

    http://home.att.net/~nickols/control_problem.htm

    http://home.att/net/~essays/control_problem.pdf

    As always, I'm interested in comments and reactions, constructive or
    otherwise.

    Regards,

    Fred Nickols, CPT
    Distance Consulting
    "Assistance at a Distance"
    nickols@att.net
    www.nickols.us


  • 5.  The Control Problem

    Posted 10-07-2004 09:09
    R John Howe responds at length to my control problem post.

    > I think the shift from traditional manual work on physical items to work
    > that involves thought and information is assuredly one that has
    > occurred and that continues to occur. But I am not sure that this
    > distinction carries with it yet very often the differences that Fred's
    third
    > category suggest.

    I think the third category as suggesting what is required or constitutes a
    good match with the nature of the work in that category. I didn't mean to
    imply that the third column was in place.

    > The notion of "knowledge" worker may be too unfocused for much precise
    > analysis. Many workers who are no longer physically working to produce
    > physical products are not by any stretch of the imagination involved much
    > in work that might be called innovative (or where innovation is particular
    > desired or permitted).
    >
    > Both Fred and I have worked with varieties of claims examiners.
    > Such folks are pretty clearly knowledge workers in Fred's conception, but
    > they have not moved far from the assembly line.

    I tend to think of them as information assembly line workers, John. I don't
    think of them as knowledge workers, although I happen to believe that
    everyone's work consists of a mix of repetitive, adaptive and innovative
    work, just as most organizations have a mix of repetitive, adaptive and
    innovative work systems.

    > In fact the work that Fred and I have done with them has often been
    > precisely to derive (or in Fred's case to construct) fairly standardized
    > ways of making decisions in cases using particular items of evidence and
    > using given decision criteria.

    Yes, I believe that's a fair assessment. Indeed, I used to say that I
    really didn't care how claims examiners currently did their work; my
    objective was to devise and put in place a more productive way (i.e.,
    system) for doing it. My examination of how they currently did the work was
    mainly to identify the results expected of the work process, not the methods
    used to do it.

    > There is great concern that these decisions be as uniform as possible (in
    > fact one of the bases for overturning such a decision is that it has moved
    > outside the approved decisionmaking processes or has not applied decision
    > criteria in ways that are uniform between cases).
    >
    > So the first argument I would make is that the move to "knowledge" work
    does
    > not leave the "prefigured" world to the extent that Fred's typology
    suggests.

    I agree, John; however, I stipulate that much of what is being called
    knowledge work isn't. It is as I indicated above, information assembly line
    work.

    > This is also reflected on the modes of management still largely being
    > applied to knowledge workers. Yes, there are some people being paid to be
    > creative and innovative and whose work can no longer really be managed in
    > traditional ways. But management still almost always continues
    > to try to do this. I know some folks in basic scientific research who
    have left
    > government funded projects because the government still wants them to talk
    > about the "results" they are going to produce with their work.
    >
    > I am currently doing consulting work that fits reasonably Fred's notion of
    > "configured" work, but my statement of work is still couched in producing
    > units of product (and for awhile specified quite closely the time frame in
    > which the products I am building were to be delivered).

    Me, too, John. Indeed, I think much of my work fits the middle column:
    adaptive. It's not prefigured and it's not completely configured.

    > Now the field of managment has moved in recent years to suggest (on quite
    > different grounds) that traditional strategies of management control are
    > ineffective and inappropriate and that the "manager's" central
    > contribution to the performance improvement equation is more likely to be
    > positive if managers move to supporting and facilitating actions such as
    providing
    > needed resources, pushing down quickly relevant information and removal of
    > obstacles.

    I think many of the pressures to change one's management style stem more
    from social and political considerations than from a serious examination of
    the requirements posed by the work itself. What you mention immediately
    above fits for me the category of simple exhortation.
    >
    > But I see no sense in contemporary managers that they are moving away from
    > traditional strategies of control. If anything they feel more than ever
    > (Wall Street has not helped here) that the central task of managment is
    > still located in traditional modes of control and they often feel
    > downright guilty about not taking adquate actions in this area.

    I agree. I don't see any major move away from traditional strategies of
    control. In some settings, that probably doesn't present much of a problem;
    in others it might.

    > I also disagree that the vast majority of knowledge workers are in a
    > situation that could even vaguely be called that of "partner." Again is
    > seems to me that the traditional relationships still largely
    > obtain. There has been a possible shift of power from "capitalist-owners"
    > in most companies to "top management" but I think it is nearly
    propagandistic to
    > characterize most knowledge workers, even most managers, as "partners."

    I wasn't implying that they are partners, John, I was suggesting that they
    are better treated as such for work fitting that category. My three columns
    don't represent portrayals of what exists; they are instead qualities that I
    think fit the category.

    > Several who have responded already have said that they still
    > sense pressures to standardize work, even if there are stages at which
    > it might be legitimately described as "configured."
    >
    > I think this is not only true but inevitable. Organizations want
    > to produce predictable results. They are centrally risk minimizers.
    Hence, I think
    > they will nearly always move to try to standardize performance to make its
    > results predictable. They may some day be dragged kicking and screaming
    > into the world of swirling innovation, but I don't think that
    > will be soon.

    I agree, John. I also think it's appropriate in some cases and not in
    others. If the work is of a configured nature simply because no one has
    taken the time to study it, then it's probably a target for work study and
    it will cease being of a configured nature once that study is complete.
    That, after all, is the essence of what Frederick Winslow Taylor did. When
    he began studying work, it was almost all of a configured nature and the
    individual worker pretty much did as he saw fit. Taylor changed all that.

    > I look down Fred's third column and I think he is trying to suggest that
    > this, more than we think, is what the world of work and organizations is
    > coming to. Well, maybe. You could certainly find eddies in
    > organizational life about which you could say yes to most of the
    characteristics
    > in Fred's thind column.
    >
    > But thinking in more modal terms about the way I think things still are, I
    > find myself saying that the suggestion that work is now largely
    > "configured," that "custom" products are what we should expect to
    > be making, that "commitment" is the primary principle of control (if
    > anything we are closer now to the 1920s than the 1960s), that the
    individual
    > worker is much more than the focus of a wide array of usually overpowering
    > systemes and forces, that "results" are what workers are being asked for
    > (I think it's more compliance with the organizational culture and
    established
    > modes), and that doing it faster, better, cheaper is the way to compete
    > successfully (I think Microsoft alone demonstrates that marketing will
    often
    > triumph over all) are all things about which I have my doubts.

    Again, we agree, John. I don't think most work is of a configured nature.
    I do think that much more of it is of a configured nature than was once the
    case and I also believe that it requires a different management approach but
    it's hardly the dominant kind of work around. It is, however, increasingly
    at the center of the kind of work that determines an organization's fate in
    a world where innovation decides that fate. In terms of value, it's become
    increasingly important.

    > They look like the components of an advocacy model by someone like Tom
    > Peters (I do not follow him closely but he seems nowadays nearly to be
    > advising both throw away products and organizations) but they do not
    > describe very accurately the organizational world I see.
    >
    > Still I think Fred's thinking here is to which it is worth paying
    > attention.
    >
    > He is describing some features of the economy, or organizations
    > and of work that are emerging. It's not clear to me how the move to a
    global
    > economy is affecting the trend that Fred sees. Initially, it seems to
    have enabled
    > managment to hold on to some traditional notions of control and to pay
    > downright nostalgic wages, but on the world stage I do not yet see much of
    > Fred's third column.

    Agreed. Indeed, I think what is happening is that much of the repetitive
    (e.g., manufacturing) and even the adaptive (e.g., programming) work is
    being not just outsourced but also off-shored. That is a driving force in
    what I see as a great leveling of standards of living going on around the
    world. There are two huge populations in India and China that are taking on
    more and more of the first two kinds of work. Those populations are every
    bit as intelligent and industrious as ours and the two of them alone will
    play central roles in that leveling.

    > My central question for him is how should we treat his insights here.

    Treat them as observations about three different kinds of work, the mix of
    the three, and the implications for management of managing that mix and a
    shifting mix at that.

    > The thrust of the arguments seems to press us toward seeing that the world
    of
    > work may now be importantly depicted in his third column (he acknowledges
    > that all three still exist).

    Again, I think it's the mix and managing that mix that is the central issue.

    > What, Fred, are the mistakes we are likely to make if we do not
    acknowledge
    > adequately the characterizations of the third column?

    We will not manage that category of work and work system as effectively as
    those who do address it. The costs of that failure should be self evident.

    > What is the evidence that we need much to move into that world?

    Probably the best evidence consists of the writings of Peter Drucker and
    some few others who have been tracking the shift to knowledge. Labor
    statistics offer some clues as to the size and patterns of the shift.

    But it's not just the shift to knowledge work that's involved; it's also the
    shift in political power and the shift to a global economy. I don't pretend
    to fully grasp the ramifications of any one of the three, let alone all
    three and certainly not in an integrated way. It just seems to me that
    these are three big things going on around us and we ought to be paying more
    attention to them than it seems to me is the case.


    Regards,

    Fred Nickols, CPT
    Distance Consulting
    "Assistance at a Distance"
    nickols@att.net
    www.nickols.us


  • 6.  The Control Problem

    Posted 10-07-2004 12:06
    Fred,

    I enjoyed reading your notes and appreciated the theorizing on the shift
    in work systems

    I do believe that Repetitive systems did try to enforce the pawn idea and
    were aided and abetted by Frederick Winslow Taylor and his contemporaries.
    I'm also clear that this principle was resisted vigorously as it didn't
    take into account the workers' feelings and need for job satisfaction.
    also, some (many) employers saw it as just a means of keeping costs down
    and raising production, which included a move to deskill the work and take
    out all human thought and interaction.

    I see that same thing happen over and over again. As education moves to
    being more and more electronic (and not necessarily less of the f2f
    variety) we see people trying to replace the skilled, adaptive, innovative
    and interactive teacher/instructor/professor with a canned version. This
    has had the limited success that we came to expect from correspondence
    lessons.

    Skilled workers in any field have always needed to be Adaptive and
    Innovative within their work systems on both the local and now
    increasingly global plain. I will use one of your elements - Basis of
    Authority - and say that in my experience Performance has usually been a
    prime factor within any given successful system. It has even given rise to
    the Peter Principle ;-) which merely documents what often happens.

    It is my thoughts that this process has been going on throughout human
    history and is mitigated by the available technology at any given time. On
    a daily level is probably cycles through many work systems. Given these
    thoughts, I now want to think about this at the more local level and look
    at how project teams develop or how new businesses start up.

    Thanks, you have given me much food for thought (again!)


    Alice Macpherson
    PD & PLA Coordinator
    Kwantlen University College
    604 599-3040

    "Learning without thought is labour lost; thought without learning is
    perilous." Confucius


  • 7.  The Control Problem

    Posted 10-10-2004 10:30
    From: R. John Howe [mailto:rjhowe@erols.com]

    Hi Fred -

    Thanks for the patient response. I think I have been misunderstanding your
    argument a bit.

    One reason why that may be the case is the sort of sentence that occurs in
    your response to Randy Woodward in this thread.

    You said in part:

    "...the shift to knowledge work (largely complete by 1980)"

    I tend to read this to indicate that most jobs are now best seen as in the
    "knowledge work" category. But I guess that can't be true since claims
    examiners, who are clearly working pretty strictly in informational modes,
    do not seem to count.

    So I think I need better indicators for those I should count as "knowledge
    workers" and guidance for how I should read that "shift" sentence. What is
    it that was largely completed by 1980?

    Thanks for your patience,

    R. John Howe